News Archive

Technology is ubiquitous, and its use has only increased in importance as a means to communicate, meet needs, and reach clients and potential clients. In a special, two-part WOWcast series that starts on May 7—Cyber Selling and Servicing—a panel of exceptional individuals share their expertise and... READ MORE

In MarketBeat, Maria Hurd writes about the required minimum distribution rules under the SECURE Act and how they affect financial statement audits. READ MORE

The IRS now will accept both paper and electronic requests for advice. The IRS announced on April 30 that it is allowing the electronic submission of requests for letter rulings, closing agreements, determination letters and information letters under the jurisdiction of the IRS Office of Chief... READ MORE

In times like these, communication with clients and business partners is more important than ever. Early into the onset of the pandemic, I noticed how active our wholesaler partners were with advisors in our office. Nearly every day, we were receiving phone calls and emails from these investment... READ MORE

Under the Department of Labor’s 2012 final rule to improve transparency of fees and expenses to plan participants, investment-related information also must be provided. This category contains several subcategories of core information about each investment option under the plan, including the... READ MORE

A new study finds that a significant percentage of plan sponsors have embraced the use of automatic plan design features, but adoption may have “plateaued” to some degree.    First fielded in 2010, the fifth edition of the Defined Contribution Institutional Investment Association’s (DCIIA) plan... READ MORE

The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) has issued “deadline relief and other guidance” related to the impact of the Coronavirus outbreak—including expanded “good faith” application of electronic delivery. EBSA Disaster Relief Notice 2020-01 extends the time... READ MORE

A senior Republican member in the House has introduced legislation to help those whose retirement savings have been harmed by the economic impact of the COVID-19 pandemic.    Rep. Patrick McHenry (NC), who serves as the ranking Republican on the House Financial Services Committee, introduced the... READ MORE

In MarketBeat, Nevin Adams notes that it’s too soon to know what the impact of today’s events will be and how long our lives and life will be impacted, but that it’s worth noting that our private retirement system is not just how America saves—it’s going to make a difference in how America lives. READ MORE